Brompton Funds (BBBB, BBBB.U) Closes the Market

Executive Summary

• Brompton Funds, together with Wellington Square Advisors, launched the “Bromton Wellington Square Investment Grade CLO ETF” (TSX: BBBB / BBBB.U) on October 15, 2025.
• The ETF targets high monthly income and capital preservation by investing primarily in investment‑grade collateralized loan obligations (CLOs), with up to 25% allocated to lower‑rated CLOs under strict limits.
• The launch was celebrated with TSX leadership, signaling a new fixed‑income product offering for Canadian investors.

Key Details

• ETF Structure & Focus – Actively managed portfolio of primarily investment‑grade CLOs; minimum 75% of assets must be in investment‑grade CLOs.
• Allocation Limits – Up to 25% of the portfolio may be invested in CLOs rated BB+ to B‑, with no more than 5% in CLOs below BB‑.
• Ticker Symbols – Listed on the Toronto Stock Exchange under “BBBB” (common shares) and “BBBB.U” (units).
• Management Team – Co‑managed by Brompton Funds (President & CEO Mark Caranci) and Wellington Square Advisors (Portfolio Manager Jeff Sujitno).
• Strategic Rationale – Designed to provide investors with high monthly income streams while preserving capital, leveraging the partners’ 25+ years of CLO investment experience.
• Launch Celebration – Event hosted with Keith Wu, Head of Exchange Traded Products at TSX, marking the market close and formal introduction of the ETF.

Notable Quotes

• “Brompton Wellington Square Investment Grade CLO ETF is designed to provide high monthly income and capital preservation through investment in an actively managed portfolio of primarily investment grade‑rated collateralized loan obligations,” – Mark Caranci, President & CEO, Brompton Funds.